THOMAS PRESTON FALTER

THOMAS PRESTON FALTER is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with SOUND INCOME STRATEGIES, LLC.

Registration history (5)

FirmFromToCurrent
SOUND INCOME STRATEGIES, LLC2019-08-16presentYes
GLOBAL INVESTMENT ADVISORS, LLC2017-01-052019-12-26
CETERA ADVISORS LLC2016-10-032016-11-11
INVESTORS CAPITAL CORP.2005-01-032016-10-03
EASTERN POINT ADVISORS INC.1998-08-032004-12-31

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