PATRICIA CAROL THOM

PATRICIA CAROL THOM is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

Registration history (4)

FirmFromToCurrent
INDEPENDENT FINANCIAL GROUP, LLC2021-08-26presentYes
FIRST ALLIED ADVISORY SERVICES, INC.2012-07-022017-09-21
FIRST ALLIED SECURITIES, INC.2005-07-112012-07-02
THE THOM GROUP2003-01-212017-11-15

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