ROY NEAL

ROY NEAL is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC..

Registration history (6)

FirmFromToCurrent
GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC.2022-02-28presentYes
THURSTON SPRINGER ADVISORS2021-09-132021-11-08
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.2015-11-122021-11-08
PRIVATE CLIENT SERVICES, LLC2005-05-312015-11-12
WOODBURY FINANCIAL SERVICES, INC.2005-05-032010-05-11
1717 CAPITAL MANAGEMENT COMPANY1999-08-232005-05-11

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