PETER DOUGLAS PRESCOTT

PETER DOUGLAS PRESCOTT is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

Registration history (4)

FirmFromToCurrent
INDEPENDENT FINANCIAL GROUP, LLC2010-01-05presentYes
CETERA WEALTH SERVICES, LLC2008-11-172009-12-31
OSAIC SERVICES, INC.2005-10-312008-11-12
SPELMAN & CO., INC.1998-04-012005-10-31

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