ARTURO JESUS RODRIGUEZ DIAZ is an investment adviser representative (IAR) with state registration records since 1997, appearing at 8 firms. Currently registered with AEGIS CAPITAL CORP., RIWM, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RIWM, LLC | 2025-04-17 | present | Yes |
| AEGIS CAPITAL CORP. | 2015-06-11 | present | Yes |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | 2013-12-02 | 2015-07-10 | — |
| RIWM, LLC | 2012-04-26 | 2024-12-31 | — |
| REHMANN WEALTH | 2010-08-02 | 2012-09-06 | — |
| OPPENHEIMER & CO. INC. | 2009-03-20 | 2010-04-20 | — |
| STANFORD GROUP COMPANY | 2006-03-14 | 2009-03-16 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2003-02-28 | 2006-02-21 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1997-01-03 | 2003-02-19 | — |