ALAN CHARLES GOTTLOB is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with SHINGLE OAK ADVISORS, LLC, ETHOS FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ETHOS FINANCIAL GROUP, LLC | 2024-08-02 | present | Yes |
| SHINGLE OAK ADVISORS, LLC | 2017-10-18 | present | Yes |
| WORLD INVESTMENTS, LLC | 2013-07-16 | 2017-09-19 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-08-09 | 2013-07-05 | — |
| CPI CAPITAL | 2011-06-16 | 2011-08-05 | — |
| PRIVATE CONSULTING GROUP, INC. | 2003-05-28 | 2003-12-01 | — |
| SHINGLE OAK ADVISORS, LLC | 2003-04-02 | 2011-08-17 | — |
| SHINGLE OAK ADVISORS, LLC | 2002-10-21 | 2002-12-31 | — |