Ronald Takao Sera is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2025-08-22 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2025-08-22 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | 2025-09-04 | — |
| CETERA WEALTH SERVICES, LLC | 2020-04-21 | 2023-06-29 | — |
| CETERA WEALTH SERVICES, LLC | 2017-05-10 | 2020-04-20 | — |
| FINANCIAL WEST GROUP | 2008-03-05 | 2017-05-04 | — |
| INDEPENDENT CAPITAL MANAGEMENT | 2002-06-24 | 1998-01-30 | — |
| INDEPENDENT CAPITAL MANAGEMENT | 2001-04-16 | 2008-03-18 | — |