JAMES ROBERT CALDWELL is an investment adviser representative (IAR) with state registration records since 2008, appearing at 8 firms. Currently registered with STRATOS WEALTH PARTNERS, LTD.
| Firm | From | To | Current |
|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | 2024-09-23 | present | Yes |
| CWM, LLC | 2017-01-31 | 2024-07-30 | — |
| PNC WEALTH MANAGEMENT | 2016-04-12 | 2017-01-20 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2015-02-26 | 2016-03-16 | — |
| IFP ADVISORS, LLC | 2013-10-22 | 2015-02-24 | — |
| LPL FINANCIAL LLC | 2010-07-14 | 2013-09-16 | — |
| UVEST FINANCIAL SERVICES GROUP, INC. | 2009-02-18 | 2010-07-27 | — |
| NATIONAL PLANNING CORPORATION | 2008-06-13 | 2008-09-23 | — |