ROGER STEPHEN AUGUSTYN is an investment adviser representative (IAR) with state registration records since 1997, appearing at 9 firms. Currently registered with CWM, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CWM, LLC | 2026-01-26 | present | Yes |
| OSAIC ADVISORY SERVICES, LLC | 2024-11-08 | 2026-01-26 | — |
| ARBOR POINT ADVISORS | 2019-05-20 | 2024-11-08 | — |
| WEALTHPLAN PARTNERS | 2016-09-27 | 2019-05-16 | — |
| SUMMIT FINANCIAL GROUP INC | 2016-09-01 | 2016-09-26 | — |
| VSR FINANCIAL SERVICES, INC. | 2011-01-21 | 2016-09-02 | — |
| NEW ENGLAND SECURITIES | 2005-08-12 | 2011-01-21 | — |
| CETERA ADVISORS LLC | 2004-12-15 | 2005-03-16 | — |
| FINANCIAL SOLUTIONS, INC. | 1997-03-06 | 2005-07-22 | — |