WILLIAM LEE SWEARINGEN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with UNITED CAPITAL FINANCIAL ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA WEALTH SERVICES, LLC | 2017-11-01 | 2019-06-13 | — |
| GIRARD SECURITIES, INC. | 2011-09-29 | 2017-11-01 | — |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 2007-12-05 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2004-12-17 | 2007-12-06 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-03-21 | 2005-01-05 | — |