BRIAN DAVID ROCKOWITZ

BRIAN DAVID ROCKOWITZ is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with MADISON GLOBAL ADVISORS LLC.

Registration history (6)

FirmFromToCurrent
MADISON GLOBAL ADVISORS LLC2020-03-11presentYes
MADISON GLOBAL ADVISORS LLC2019-08-152019-12-31
AEGIS CAPITAL CORP.2012-02-292019-07-23
PAULSON INVESTMENT COMPANY LLC2010-01-042012-02-29
GUNNALLEN FINANCIAL, INC2007-07-202010-01-13
JANNEY MONTGOMERY SCOTT LLC2006-08-162007-08-01

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