CAROL ANN SUTTERFIELD is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-01-23 | present | Yes |
| LPL FINANCIAL LLC | 2018-05-23 | 2023-10-20 | — |
| HINDS FINANCIAL GROUP INC | 2013-10-29 | 2018-08-09 | — |
| CETERA WEALTH SERVICES, LLC | 2013-10-09 | 2018-05-30 | — |
| SECURITIES AMERICA ADVISORS, INC. | 2008-12-24 | 2013-10-22 | — |
| MML INVESTORS SERVICES, LLC | 2007-10-16 | 2008-12-23 | — |
| HORNOR, TOWNSEND & KENT, LLC | 2006-11-06 | 2007-10-11 | — |
| RMIN SECURITIES, INC. | 2004-02-17 | 2006-10-31 | — |