HOWARD ELLIOTT KAPLAN

HOWARD ELLIOTT KAPLAN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with USA FINANCIAL SECURITIES LLC.

Registration history (8)

FirmFromToCurrent
USA FINANCIAL SECURITIES LLC2020-07-23presentYes
BROOKSTONE WEALTH ADVISORS, LLC2017-04-192020-07-16
WEALTH WATCH ADVISORS, INC2016-02-252017-03-31
LPL FINANCIAL LLC2010-07-302016-02-08
SUMMIT FAMILY WEALTH COUNSELING INC2007-03-082010-09-15
SUMMIT FINANCIAL RESOURCES INC2005-10-172010-09-15
SUMMIT EQUITIES, INC.2005-10-172010-08-02
COMMONWEALTH EQUITY SERVICES, LLC2002-07-302005-10-19

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