CHARLES RICHARD DUNN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2020-11-12 | present | Yes |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2014-01-02 | 2020-11-12 | — |
| SOUTHWEST INVESTMENT ADVISORS, INC. | 2010-12-06 | 2014-03-17 | — |
| FIRST ALLIED SECURITIES, INC. | 2010-11-15 | 2011-04-07 | — |
| RBC CAPITAL MARKETS, LLC | 2006-08-09 | 2010-11-18 | — |