RICHARD LEE ROSE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with NPA ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NPA ASSET MANAGEMENT, LLC | 2018-01-09 | present | Yes |
| NPA ASSET MANAGEMENT, LLC | 2010-05-11 | 2017-12-31 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-08-28 | 2009-12-31 | — |
| TD WEALTH MANAGEMENT SERVICES INC. | 2006-09-08 | 2008-08-11 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-10-20 | 2006-09-11 | — |
| QUICK & REILLY, INC. | 2002-11-22 | 2004-10-20 | — |