SANDRA MARIA PENNER

SANDRA MARIA PENNER is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with OSAIC ADVISORY SERVICES, LLC, OSAIC INSTITUTIONS, INC..

Registration history (6)

FirmFromToCurrent
OSAIC INSTITUTIONS, INC.2025-11-14presentYes
OSAIC ADVISORY SERVICES, LLC2025-11-07presentYes
PFG ADVISORS2025-06-252025-11-10
CITIGROUP GLOBAL MARKETS INC.2010-06-042025-05-21
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232010-06-08
BANC OF AMERICA INVESTMENT SERVICES, INC.2005-07-262009-10-23

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