RICHARD W ROGERS is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2024-03-21 | present | Yes |
| LPL FINANCIAL LLC | 2018-07-24 | 2023-08-10 | — |
| CETERA ADVISORS LLC | 2016-10-03 | 2018-07-19 | — |
| ABBEY CAPITAL LLC | 2009-10-21 | 2017-01-03 | — |
| INVESTORS CAPITAL CORP. | 2009-09-08 | 2016-10-03 | — |
| MUTUAL SERVICE CORPORATION | 2009-07-22 | 2009-09-01 | — |