RICHARD L ATHA is an investment adviser representative (IAR) with state registration records since 2005, appearing at 5 firms. Currently registered with WATERROCK WEALTH MANAGEMENT.
| Firm | From | To | Current |
|---|---|---|---|
| WATERROCK WEALTH MANAGEMENT | 2023-05-11 | present | Yes |
| CENTER STREET ADVISORS, INC. | 2017-11-15 | 2023-01-23 | — |
| ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC | 2017-07-25 | 2017-09-20 | — |
| MSI FINANCIAL SERVICES, INC. | 2007-08-10 | 2008-08-04 | — |
| TRANSAMERICA FINANCIAL ADVISORS, INC. | 2005-04-29 | 2007-07-19 | — |