MARK SEAN KELLY

MARK SEAN KELLY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with UNIVERSITY FINANCIAL STRATEGIES, LLC..

Registration history (7)

FirmFromToCurrent
UNIVERSITY FINANCIAL STRATEGIES, LLC.2018-07-23presentYes
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.2016-08-012018-07-23
PRINCIPAL SECURITIES, INC.2015-05-272016-08-08
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2013-10-082014-08-07
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-03-102011-03-31
BANC OF AMERICA INVESTMENT SERVICES, INC.2009-02-242009-03-18
STRATEGIC ADVISERS LLC2001-09-192006-02-09

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