KENNETH RICHARD SMITH is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with COMPASS FINANCIAL ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ALDEN INVESTMENT GROUP | 2022-07-26 | 2026-06-15 | — |
| EQUALIZE CAPITAL LLC | 2019-03-06 | 2022-12-31 | — |
| ALDEN CAPITAL MANAGEMENT INC. | 2018-04-02 | 2026-06-15 | — |
| COHEN & COMPANY FINANCIAL MANAGEMENT, LLC | 2017-03-21 | 2023-01-11 | — |
| DEKANIA CAPITAL MANAGEMENT, LLC | 2017-03-21 | 2021-03-31 | — |
| BLUESTONE CAPITAL MANAGEMENT, LLC | 2014-01-28 | 2020-10-01 | — |
| CBT INVESTMENT MANAGEMENT, LLC | 2005-08-26 | 2006-02-15 | — |
| COMPASS FINANCIAL ADVISORS, LLC | 2003-11-25 | present | Yes |
| CBT INVESTMENT MANAGEMENT, INC. | 2002-10-22 | 2005-12-15 | — |