RICHARD SHOLES MULLEN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with PALLAS CAPITAL ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| PALLAS CAPITAL ADVISORS, LLC | 2020-11-16 | present | Yes |
| NEWEDGE ADVISORS, LLC | 2019-07-19 | 2020-12-01 | — |
| UBS FINANCIAL SERVICES INC. | 2011-03-11 | 2019-07-30 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-03-18 | — |
| MORGAN STANLEY & CO. LLC | 2007-01-25 | 2009-06-01 | — |