David Carroll

David Carroll is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with CWM, LLC.

Registration history (5)

FirmFromToCurrent
CWM, LLC2024-02-16presentYes
ELK RIVER WEALTH MANAGEMENT LLC2020-08-192024-02-16
LPL FINANCIAL LLC2011-12-232020-08-18
FIRST NATIONAL CAPITAL MARKETS2010-06-012011-11-30
CETERA INVESTMENT SERVICES LLC2006-05-192010-06-02

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