NICK KALOYIOS

NICK KALOYIOS is an investment adviser representative (IAR) with state registration records since 2009, appearing at 9 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (9)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2024-10-10presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-06-142024-08-19
SECURITIES AMERICA ADVISORS, INC.2021-11-032022-05-09
DAWSON JAMES ASSET MANAGEMENT, INC.2021-08-112021-10-12
CUNA BROKERAGE SERVICES, INC.2019-08-212021-08-05
PRINCIPAL SECURITIES, INC.2013-12-032015-05-12
ASSET & FINANCIAL PLANNING, LTD2012-01-192013-11-12
LEVEL FOUR FINANCIAL, LLC2011-10-072011-10-27
TRUIST INVESTMENT SERVICES, INC.2009-06-042010-08-23

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