RALPH ANTHONY NICOSIA

RALPH ANTHONY NICOSIA is an investment adviser representative (IAR) with state registration records since 1994, appearing at 9 firms. Currently registered with AE WEALTH MANAGEMENT, LLC.

Registration history (11)

FirmFromToCurrent
AE WEALTH MANAGEMENT, LLC2025-03-07presentYes
UMB FINANCIAL SERVICES, INC.2023-08-032025-01-10
UMB PRIVATE WEALTH MANAGEMENT, LLC2022-11-102023-08-03
UMB FINANCIAL SERVICES, INC.2015-11-092022-11-09
BB&T INVESTMENT SERVICES, INC.2015-05-262015-06-05
WELLS FARGO CLEARING SERVICES, LLC2011-01-032015-03-31
WELLS FARGO INVESTMENTS, LLC2007-05-162011-01-03
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2007-03-072007-04-30
WELLS FARGO INVESTMENTS, LLC2006-07-312007-02-26
BANC OF AMERICA INVESTMENT SERVICES, INC.2003-03-132006-06-20
CITIGROUP GLOBAL MARKETS INC.1994-10-122003-02-21

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