James Joseph Barclay

James Joseph Barclay is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with ADVISORS ASSET MANAGEMENT, INC..

Registration history (4)

FirmFromToCurrent
ADVISORS ASSET MANAGEMENT, INC.2023-09-11presentYes
NORTH SQUARE INVESTMENTS, LLC2019-05-112023-11-08
OAK RIDGE INVESTMENTS, LLC2015-07-082018-08-15
NEUBERGER BERMAN BD LLC2000-06-282015-07-02

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