TRICIA L GORDON is an investment adviser representative (IAR) with state registration records since 2000, appearing at 7 firms. Currently registered with OSAIC INSTITUTIONS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | 2017-04-06 | present | Yes |
| KEY INVESTMENT SERVICES LLC | 2016-09-21 | 2017-04-05 | — |
| LPL FINANCIAL LLC | 2011-05-31 | 2016-09-21 | — |
| CONNECTICUT INVESTMENT MANAGEMENT | 2007-06-06 | 2009-12-11 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-10-20 | 2007-06-06 | — |
| QUICK & REILLY, INC. | 2002-11-26 | 2004-10-20 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2000-06-22 | 2002-08-15 | — |