David Alan King

David Alan King is an investment adviser representative (IAR) with state registration records since 2001, appearing at 9 firms. Currently registered with LPL ENTERPRISE, LLC.

Registration history (9)

FirmFromToCurrent
LPL ENTERPRISE, LLC2026-05-06presentYes
COMPASS FINANCIAL MANAGEMENT LLC2025-11-242026-05-18
ALLSTATE FINANCIAL ADVISORS, LLC2025-08-012025-12-04
SIMPLICITY WEALTH LLC2024-07-292025-06-09
AMERIPRISE FINANCIAL SERVICES, LLC2020-08-212024-07-05
UNITED CAPITAL FINANCIAL ADVISORS, LLC2012-06-012020-09-18
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232012-05-22
BANC OF AMERICA INVESTMENT SERVICES, INC.2004-05-282009-10-23
UBS FINANCIAL SERVICES INC.2001-05-042004-06-16

More