DOUGLAS JOHN SWEENEY

DOUGLAS JOHN SWEENEY is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC, INDEPENDENCE SQUARE HOLDINGS, LLC.

Registration history (6)

FirmFromToCurrent
INDEPENDENCE SQUARE HOLDINGS, LLC2020-01-13presentYes
LPL FINANCIAL LLC2018-10-04presentYes
PRIVATE ADVISOR GROUP, LLC2012-06-272020-01-14
WELLS FARGO CLEARING SERVICES, LLC2006-03-062010-12-17
PNC WEALTH MANAGEMENT2004-01-012006-03-06
J.J.B. HILLIARD, W.L. LYONS, LLC2003-06-032004-01-01

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