Warren Davis Waters is an investment adviser representative (IAR) with state registration records since 1996, appearing at 12 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-05-30 | present | Yes |
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | 2021-12-22 | 2023-05-31 | — |
| CETERA INVESTMENT ADVISERS LLC | 2020-11-12 | 2023-06-28 | — |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2018-01-05 | 2020-11-12 | — |
| WADDELL & REED | 2017-05-24 | 2017-11-13 | — |
| CGN ADVISORS, LLC | 2015-06-18 | 2017-01-26 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-05-23 | 2015-06-02 | — |
| EDWARD D. JONES & CO., L.P. | 2012-09-07 | 2012-12-06 | — |
| NATIONAL PLANNING CORPORATION | 2011-07-12 | 2012-03-16 | — |
| CHARLES SCHWAB & CO., INC. | 2007-02-22 | 2011-05-13 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2004-07-28 | 2006-12-15 | — |
| EQUITABLE ADVISORS, LLC | 1996-06-14 | 2004-08-06 | — |