JEFFREY FREDERICK BAUER

JEFFREY FREDERICK BAUER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 8 firms. Currently registered with LPL ENTERPRISE, LLC.

Registration history (8)

FirmFromToCurrent
LPL ENTERPRISE, LLC2024-11-14presentYes
PRUCO SECURITIES, LLC2022-02-172024-11-14
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.2021-03-232021-10-29
CHARLES SCHWAB & CO., INC.2016-04-072020-12-10
VOYA INVESTMENT MANAGEMENT CO. LLC2012-04-052014-11-10
CLEARARC CAPITAL, INC.2007-03-212010-09-13
CLEARBRIDGE INVESTMENTS, LLC2005-12-152006-09-06
CITIGROUP GLOBAL MARKETS INC.2004-01-262005-12-16

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