Thuy Diem Nguyen is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2021-07-28 | present | Yes |
| TD AMERITRADE, INC. | 2013-08-28 | 2022-10-14 | — |
| LPL FINANCIAL LLC | 2011-03-18 | 2013-07-26 | — |
| ASSOCIATED SECURITIES CORP. | 2004-09-29 | 2009-11-13 | — |
| CLAREMONT FINANCIAL GROUP,INC. | 2004-03-18 | 2004-07-29 | — |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | 2003-06-04 | 2009-12-23 | — |