MALCOLM BRADLEY CAIN is an investment adviser representative (IAR) with state registration records since 2005, appearing at 9 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC, TEXAS REGISTERED FINANCIAL CONSULTANTS, PLLC.
| Firm | From | To | Current |
|---|---|---|---|
| TEXAS REGISTERED FINANCIAL CONSULTANTS, PLLC | 2026-06-29 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | present | Yes |
| CETERA WEALTH SERVICES, LLC | 2017-04-05 | 2017-12-31 | — |
| CETERA INVESTMENT ADVISERS LLC | 2015-05-07 | 2017-01-11 | — |
| CAPITAL ONE ADVISORS, LLC | 2015-01-28 | 2015-04-28 | — |
| CAPITAL ONE FINANCIAL ADVISORS LLC | 2014-02-18 | 2015-01-28 | — |
| INVESTMENT PROFESSIONALS, INC. | 2012-09-10 | 2014-02-18 | — |
| CHASE INVESTMENT SERVICES CORP. | 2008-06-25 | 2012-09-04 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2006-05-16 | 2008-06-19 | — |
| TD AMERITRADE, INC. | 2005-12-19 | 2008-06-19 | — |