CAROLE ANN SARSON is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2019-03-28 | present | Yes |
| KESTRA ADVISORY SERVICES, LLC | 2016-04-20 | 2019-03-28 | — |
| KESTRA INVESTMENT SERVICES, LLC | 2011-08-08 | 2016-09-22 | — |
| CETERA WEALTH SERVICES, LLC | 2010-11-05 | 2011-08-10 | — |
| NATIONWIDE SECURITIES, LLC | 2008-08-01 | 2010-07-26 | — |
| 1717 CAPITAL MANAGEMENT COMPANY | 1999-11-19 | 2008-08-01 | — |