SUSAN ANNE SCHAUFELE is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2016-11-29 | present | Yes |
| FOOTHILL SECURITIES, INC. | 2015-09-03 | 2016-11-29 | — |
| FINTEGRA, LLC | 2009-03-11 | 2015-08-14 | — |
| SANDERS MORRIS LLC | 2006-06-28 | 2009-03-02 | — |
| SMH CAPITAL ADVISORS LLC | 2005-12-19 | 2006-12-31 | — |
| FERRIS, BAKER WATTS, LLC | 2003-11-04 | 2005-12-14 | — |