JOEY SERGIO SOTO is an investment adviser representative (IAR) with state registration records since 2000, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2015-11-02 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2012-12-03 | 2015-11-06 | — |
| HSBC SECURITIES (USA) INC. | 2012-07-12 | 2012-11-27 | — |
| CHASE INVESTMENT SERVICES CORP. | 2007-05-09 | 2012-06-12 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2006-07-26 | 2007-04-02 | — |
| CUSO FINANCIAL SERVICES, L.P. | 2006-03-20 | 2006-06-21 | — |
| BANCWEST INVESTMENT SERVICES, INC. | 2003-11-12 | 2004-07-19 | — |
| LPL FINANCIAL LLC | 2002-06-03 | 2003-11-13 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2000-09-22 | 2002-10-24 | — |