JAMES MICHAEL MERTENS

JAMES MICHAEL MERTENS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with OSAIC WEALTH, INC..

Registration history (4)

FirmFromToCurrent
OSAIC WEALTH, INC.2026-04-22presentYes
FOUNDERS FINANCIAL ALLIANCE, LLC2024-03-162026-04-22
INDEPENDENT ADVISOR ALLIANCE, LLC2016-01-152024-03-15
LPL FINANCIAL LLC2006-10-182020-10-06

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