RAFAEL LOCKEN - TESTA is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2008-12-10 | 2009-06-01 | — |
| UBS INTERNATIONAL INC. | 2002-06-03 | 2008-12-24 | — |
| UBS FINANCIAL SERVICES INC. | 2001-01-29 | 2002-06-01 | — |