James Arthur Simpson is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2020-01-07 | present | Yes |
| CUSO FINANCIAL SERVICES, L.P. | 2009-03-13 | 2020-01-08 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-08-24 | 2008-12-02 | — |
| SWBC INVESTMENT COMPANY | 2007-01-05 | 2007-09-05 | — |
| CETERA WEALTH SERVICES, LLC | 2006-01-24 | 2006-12-31 | — |