PATRICIA MARGARET KAPPEN

PATRICIA MARGARET KAPPEN is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with CENTAURUS FINANCIAL, INC..

Registration history (8)

FirmFromToCurrent
CENTAURUS FINANCIAL, INC.2018-02-23presentYes
WESTERN INTERNATIONAL SECURITIES, INC.2017-08-212018-02-23
FINANCIAL WEST GROUP2011-11-172017-08-21
TORREY PINES SECURITIES, INC.2010-09-072011-11-21
COOPER FINANCIAL GROUP2009-12-072010-09-15
GIRARD SECURITIES, INC.2006-09-212009-12-04
INVESTORS CAPITAL CORP.2006-06-092006-09-28
WADDELL & REED2003-11-072005-09-28

More