STEPHEN DOUGLAS NORTON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 9 firms. Currently registered with COPPELL ADVISORY SOLUTIONS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COPPELL ADVISORY SOLUTIONS LLC | 2026-03-25 | present | Yes |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2025-12-08 | 2026-03-18 | — |
| DEMPSEY LORD SMITH, LLC | 2019-07-22 | 2025-12-08 | — |
| KALOS MANAGEMENT | 2016-07-05 | 2019-07-22 | — |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | 2012-05-25 | 2016-07-06 | — |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | 2009-06-16 | 2009-08-20 | — |
| AEGIS CAPITAL, LLC | 2009-01-27 | 2012-03-27 | — |
| AEGIS CAPITAL, LLC | 2006-10-04 | 2008-12-31 | — |
| OSAIC SERVICES, INC. | 2005-10-31 | 2006-07-12 | — |
| SUNAMERICA SECURITIES, INC. | 2005-02-01 | 2005-10-31 | — |
| AEGIS CAPITAL, LLC | 2004-08-12 | 2005-02-01 | — |
| WOODBURY FINANCIAL SERVICES, INC. | 2003-06-27 | 2003-08-04 | — |