AARON THOMAS CATES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2019-06-19 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-10-25 | 2019-06-19 | — |
| MANNING & NAPIER ADVISORS, LLC | 2015-03-06 | 2016-10-17 | — |
| CALAMOS ADVISORS LLC | 2012-12-17 | 2015-02-18 | — |
| CALAMOS WEALTH MANAGEMENT LLC | 2011-07-21 | 2012-12-12 | — |
| GREAT LAKES ADVISORS, LLC | 2005-03-01 | 2005-09-12 | — |
| GUGGENHEIM INVESTMENTS | 2004-05-04 | 2005-02-23 | — |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | 2003-03-31 | 2004-05-04 | — |
| CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. | 2002-01-03 | 2003-03-31 | — |