STEVE CHING HUANG CHEN

STEVE CHING HUANG CHEN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 9 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (9)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2014-08-05presentYes
CUSO FINANCIAL SERVICES, L.P.2014-04-082014-07-25
U.S. BANCORP INVESTMENTS, INC.2013-09-062014-04-09
CETERA INVESTMENT SERVICES LLC2009-10-282013-09-09
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232009-10-29
BANC OF AMERICA INVESTMENT SERVICES, INC.2008-10-012009-10-23
HSBC SECURITIES (USA) INC.2006-10-232008-09-30
UVEST FINANCIAL SERVICES GROUP, INC.2005-08-252006-10-06
CITICORP INVESTMENT SERVICES2004-04-272005-08-12

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