DANIEL CHARLES REGAN

DANIEL CHARLES REGAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2025-07-10presentYes
NEXT FINANCIAL GROUP, INC.2013-01-162025-07-10
INVESTORS CAPITAL CORP.2009-11-032012-12-07
BANC OF AMERICA INVESTMENT SERVICES, INC.2006-11-202009-10-20
CETERA INVESTMENT SERVICES LLC2005-03-182006-12-04
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-04-282005-04-06

More