THOMAS MICHAEL SMITH is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2018-09-28 | present | Yes |
| WADDELL & REED | 2015-10-12 | 2018-10-04 | — |
| PRIVATE CLIENT SERVICES, LLC | 2015-01-22 | 2015-10-13 | — |
| FIRST ALLIED ADVISORY SERVICES, INC. | 2014-01-21 | 2015-02-03 | — |
| PRIVATE CLIENT SERVICES, LLC | 2012-07-18 | 2014-01-24 | — |
| MML INVESTORS SERVICES, LLC | 2010-11-22 | 2012-07-23 | — |
| MSI FINANCIAL SERVICES, INC. | 2003-05-13 | 2003-12-31 | — |