KATIE LYNN HUGHES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2025-09-22 | present | Yes |
| JANNEY MONTGOMERY SCOTT LLC | 2022-10-24 | 2025-09-22 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2018-04-10 | 2022-10-27 | — |
| CHAPIN DAVIS, INC | 2017-09-13 | 2018-04-25 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2015-08-11 | 2017-08-08 | — |
| BENJAMIN F. EDWARDS & COMPANY, INC. | 2013-11-15 | 2015-08-13 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2006-06-19 | 2013-11-19 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-12-02 | 2005-12-21 | — |
| LEGG MASON WOOD WALKER, INCORPORATED | 2002-04-01 | 2003-12-11 | — |