ANDRE NICHOLAS LISTER is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with ADVISOR COMPLIANCE PARTNERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ADVISOR COMPLIANCE PARTNERS LLC | 2025-09-30 | present | Yes |
| SIGNALINE INVESTMENTS | 2016-04-28 | 2018-10-15 | — |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | 2011-05-10 | 2025-10-31 | — |
| LPL FINANCIAL LLC | 2009-10-02 | 2011-12-21 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-05-26 | 2009-10-05 | — |
| KMS FINANCIAL SERVICES, INC. | 2004-09-17 | 2006-05-26 | — |
| AURA ASSET MANAGEMENT, INC. | 2004-03-12 | 2004-09-17 | — |
| AURA FINANCIAL SERVICES, INC. | 2003-09-09 | 2004-09-17 | — |