WILLIAM DOUGLAS HICKS is an investment adviser representative (IAR) with state registration records since 2006, appearing at 9 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2023-05-19 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2016-07-15 | 2023-05-19 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2014-12-05 | 2016-07-26 | — |
| CETERA INVESTMENT ADVISERS LLC | 2014-04-22 | 2014-11-20 | — |
| LPL FINANCIAL LLC | 2011-07-05 | 2014-04-24 | — |
| UVEST FINANCIAL SERVICES GROUP, INC. | 2009-06-01 | 2011-07-05 | — |
| INVESTMENT PROFESSIONALS, INC. | 2007-05-30 | 2009-06-08 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2007-05-22 | 2007-05-31 | — |
| DFC INVESTOR SERVICES | 2006-07-25 | 2007-05-23 | — |