KAREN VALERIE MENDOZA

KAREN VALERIE MENDOZA is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with ANDBANC ADVISORY LLC.

Registration history (4)

FirmFromToCurrent
ANDBANC ADVISORY LLC2015-12-17presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012015-12-07
MORGAN STANLEY & CO. LLC2009-05-142009-06-01
UBS INTERNATIONAL INC.2007-12-052009-06-03

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