DOUGLAS W. O'CONNELL

DOUGLAS W. O'CONNELL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with HIGHPOINT ADVISOR GROUP, LLC.

Registration history (6)

FirmFromToCurrent
HIGHPOINT ADVISOR GROUP, LLC2021-12-08presentYes
HIGHPOINT PLANNING PARTNERS2016-06-302021-12-31
FIFTH THIRD SECURITIES, INC.2010-01-152016-07-11
CITIGROUP GLOBAL MARKETS INC.2007-05-292010-01-27
CITICORP INVESTMENT SERVICES2004-03-122007-05-29
UBS FINANCIAL SERVICES INC.2002-07-262004-04-02

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