TRACEY J BREAUX is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with ERNST & YOUNG INVESTMENT ADVISERS LLP.
| Firm | From | To | Current |
|---|---|---|---|
| ERNST & YOUNG INVESTMENT ADVISERS LLP | 2022-09-22 | present | Yes |
| FRUITFUL ADVISORY, LLC | 2022-09-16 | 2022-09-20 | — |
| ORIGIN INVESTMENT ADVISORY LLC | 2021-06-24 | 2022-03-24 | — |
| CHARLES SCHWAB & CO., INC. | 2014-05-02 | 2019-04-12 | — |
| USAA FINANCIAL PLANNING SERVICES | 2011-09-02 | 2012-10-10 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-09-24 | 2011-02-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-04-07 | 2009-04-06 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-02-21 | 2004-03-15 | — |